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DSM5 "Addiction" Swallows Substance Abuse

By Allen Frances, MD | March 30, 2010

DSM-IV provides separate  categories for Substance Abuse and Substance Dependence. The typical substance abuser is someone who gets into recurrent, but intermittent, trouble as a consequence of recreational binges. This is in contrast to the continuous and compulsive  pattern of use that is typical of DSM-IV Substance Dependence.    

At the extremes, the differences between abuse and dependence are clear-cut. The abuser goes through periods when he seems able to take it or leave it, using the substance in a controlled way or abstaining from it altogether. Then comes the bender with a bad outcome. Another peaceful period, then another destructive bender, and so on.  The person doesn't learn from the repeated painful  experience that a couple of drinks (or snorts or pills or joints) can lead to a binge and a binge can, and often does, have serious (and sometimes even catastrophic) consequences.

Substance Abuse also must be distinguished from run of the mill recreational bingeing, which is unfortunate but usually does not qualify as a mental disorder. The  definition of Substance Abuse requires that there be "a maladaptive pattern of substance use manifested by  significant adverse consequences" in at least 1 of 4 different domains of trouble:
1. Driving under the influence
2. Other legal problems (eg, disorderly conduct, assault,etc)
3. Reduced performance at work or school
4. Problems with interpersonal relations and family life

Substance Abuse can be the first step on a path that eventually leads to Substance Dependence. The threshold between the 2 is crossed when the periodic bingeing turns into continuous use and the motivation switches from pleasurable recreation to needing the substance on a regular basis just to get by. Substance Dependence requires some combination of tolerance, withdrawal, and a pattern of compulsive use. Tolerance means you have diminishing pleasurable returns--you need to take more and more of the substance to get the same buzz or any buzz at all. Withdrawal means that trying to reduce or stop the substance leads to unpleasant (and sometimes dangerous) symptoms that will drive you to start using again. Compulsive use means you feel driven to do whatever it takes to get the substance despite the fact that it no longer provides much, if any, pleasure.

The DSM5 draft suggests 2 radical changes:
1. Eliminating the separate categories of Substance Abuse and Substance Dependence and replacing them with 1 unified category Substance Use Disorder
2. Labeling the overall section "The Addiction and Related Disorders"
The combined  result would be that someone now diagnosed with DSM-IV Substance Abuse would in DSM5 instead be diagnosed with Substance Use Disorder--and (given the title of the overall section) would be considered to have an addictive disorder.

The DSM5 rationale for lumping together what in DSM-IV are the separate categories of Substance Abuse and Substance Dependence comes from factor analytic and latent class analyses that suggest that there is no sharp boundary between them (although the results and their interpretation are far from definitive). The Work Group is impressed by analyses suggesting that abuse and dependence are unidimensional and lack of a point of rarity clearly demarcating a boundary between them. 

This is a weak rationale and  reflects a basic misunderstanding about the nature of all mental disorders--that  none of them enjoys a clear boundary with near neighbors. All the DSM disorders overlap with one another and frequently also with normality. For example, there is no clear boundary between bipolar and unipolar mood disorder, between anxiety and depression, even between schizophrenic and psychotic mood disorders, and so on throughout all the sections.

There is thus no matter of principle at stake here. If substance abuse and dependence are to be joined, it must be because there is a clear practical benefit of doing so that outweighs whatever are the risks.  The Work Group suggests no pressing practical  problem that needs fixing with the DSM-IV definition Substance Abuse. I can see no benefit in its elimination, but there are 3 substantial risks:

o What is now Substance Abuse in DSM-IV would be subsumed in a section labelled "Addiction Disorder" in DSM5. I think it is unwise and unfair to pin the pejorative and stigmatizing  label "addict" on someone whose substance problems are intermittent, may be temporary, and are often very influenced by contextual and developmental factors. Take the example of a  college kid in a hard drinking fraternity who binges on weekends and gets into one fight and has one DUI. He is obviously already in serious trouble (and flirting with much worse). His situation certainly does require rigorous and immediate intervention. But what is gained by the stigmatizing label addiction that may jeopardize future insurance, marital and job prospects, and legal status? Most substance abusers are in a passing phase and never become "addicted" in any meaningful sense of that word.

The term "addiction" has never (in its entire history of loose usage) been used in so loose and indiscriminate a fashion. If there is some compelling reason to include it at all in DSM5 (a question to be addressed in another piece), "addiction" should replace only the term "substance dependence." Allowing  the term "addiction" to also cover "substance abuse"seems unnecessary, misleading, and potentially harmful.

o Combining Substance Abuse and Dependence loses much valuable distinguishing information that would melt into the amalgam. There is a world of difference in behavior, treatment needs, and prognosis separating abuse and dependence. The label substance dependence clues the clinician that abstinence may trigger severe physiological or psychological withdrawal reactions requiring a special intensity of medical and rehabilitation response. The intervention with abusers will be more directed to the harmful consequences of the binges, how to avoid them, and the substitution of other less dangerous recreational activities. There is also a considerable difference in prognosis--while some go on from an early history of substance abuse to later dependence, most do not and are much more likely to have an early and permanent remission. 

o The  message to the abuser that he is "addicted" to the substance can cut both ways. It might benefit some who would heed this dire warning and take the opportunity to become abstinent. But many others  may seize on the many unfortunate connotations associated with being  "addicted" including that:
1. The substance has already gained a central and (difficult to end) role in the person's life
2. It will be terribly difficult to give up because of psychological and/or physical dependence and painful withdrawal symptoms
3. All this is somehow biological, fated in the genes, and outside his control or ability to change
4. The individual has reduced personal responsibility for substance use and its consequences. Being "addicted" can become a self-fulfilling prophecy and a great excuse for not meeting responsibilities to self, family, school, and the legal system.  

This leads me to suggest 2 recommendations: retain the useful distinction between Substance Abuse and Substance Dependence; and if the term "addiction" is to be used at all in DSM5, it should be restricted to  substance dependence.      
 

 

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by Evan Hughes | January 13, 2011 2:17 PM EST

As an addictionologist I am very concerned over the lumping of abuse and dependence together.  It has been my experience that in general the medical practictioners are alreday too ignorant of the disease of addiction and I feel that this would only complicate it more.  As for the comment about AA, it does work.  Moderation management, I am sure would work for an abuser but would spell disaster for a true alcoholic.  I would rather err in favor of giving too much help than not enough.  As for labels, we have been fighting stigma in the addiction filed for my entire career and I only see this as a step backward and less than helpful than the current DSM IV, but then again it is only a statistical manual and I often find it of little relevance in actual practice of treating my clients. 

by Carlos Contreras | September 26, 2010 1:02 PM EDT

It will make it easier for medical students though. :)

by rosa ortiz | April 26, 2010 9:20 PM EDT

Umm, I wouldn't feel too threatened by AA..one must remember that AA's God could be anything..a lamp..a cup of coffee..a cigarette..a doughnut..

by Diane Lundquist | April 22, 2010 1:22 PM EDT

I agree, an excellent article. I also believe abuse and dependence are very different and patients with either need different types of care. Further, I fully agree with Susan Haney's comments about AA, particularly its lack of effectiveness. There are many other types of programs available to treat substance (especially ETOH) abuse), for example Moderation Management, that put the onus, hence power, on the abuser to change behavior. Certainly, there are those who are severely dependent on substances and need more supervised programs, but lumping abuse abuse and dependence, as suggested by the DSMV, is not the answer allowing access to appropriate treatment for all patients.

by rosa ortiz | April 16, 2010 10:30 PM EDT

Interesting article. I was a dual-diagnosis participant at Cedars Sinai in 2006. I am an alcoholic. I have Borderline P.D. And I continue to occasionally crave and smoke marijuana; though it is not pleasurable..I don't understand that..So, my question to myself is-because the mental health professionals failed me-am I an addict or abuser..or should I lump myself as both in one and the same..?? DSM-V..???

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