Mental Illness Is No Metaphor: Five Uneasy Pieces
Mental Illness Is No Metaphor: Five Uneasy Pieces
Linked Articles
Philosophical problems arise when language goes on holiday.
Ludwig Wittgenstein1(p38)
Falsehood is never so successful as when she baits her hook with truth. . . .
Charles Caleb Colton2
Is the expression “mental illness” merely a metaphor? If so, does that tell us something about the persons we identify as having a mental illness? Are these individuals merely metaphorically ill? If so, does that make mental illness a myth? To clinicians who deal with devastating psychiatric disorders every day—and to those afflicted with these conditions—these questions may seem like a lot of semantic nonsense. And yet, the notion that mental illness is nothing but a rhetorical device or figure of speech is virtually an article of faith among many critics of psychiatric nosology and practice. These very controversial issues came vividly to light in a recent debate on the Cato Unbound Web site.3
My aim in this essay is to examine the concept of metaphor and to challenge the claim that locutions such as mental illness and related terms (eg, sick mind) are merely metaphorical—while acknowledging that they may be metaphorical in certain contexts. I want to approach these issues through 5 interlocking pieces.
The argument from ambiguity
You might imagine that the concept of metaphor is perfectly clear, given that critics of psychiatry use the term so confidently.3 Yet the scholarly literature suggests that metaphor is nearly as complex, contested, and controversial a term as mental illness.4-8 While an exhaustive discussion of metaphor is not possible in this space, a few points relevant to psychiatry are worth noting.
First of all, what is a metaphor? In high school, most of us learned that a simile was an expressed comparison, such as “strong as an ox.” In contrast, a metaphor is an implied comparison, shorn of “like” or “as.” So, “half-baked idea” is a metaphor, because it implies that a poorly conceived idea is similar, in some sense, to a pastry that is only half-baked. A more informative definition of metaphor is “. . . a figure of speech in which a word or phrase is applied to an object or action to which it is not literally applicable”9; eg, “Joe had fallen through the trapdoor of deceit.” In addition, philosopher Donald Davidson observes that metaphor “. . . makes us attend to some likeness, often a novel or surprising likeness, between two or more things.”6(p247) Thus, in the 19th century, describing the atom as a miniature solar system might have been a metaphor revealing such a surprising likeness.
But what about the utterance, “my husband is a clown.” Is that a metaphor? It might be, if the speaker intended to compare her buffoon of a husband to Bozo. But it might not be, if she meant, quite literally, that her husband is employed by Ringling Brothers Circus, dresses up in funny costumes, and entertains children. So, on this view of metaphor, the speaker’s intention is critical.
And yet, many linguists and cognitive theorists question the sharp distinction between literal and non-literal locutions. Rather, metaphoricity is seen as “. . . a dimension along which statements can vary.”5(p10) Indeed, Davidson argues that there are no strict rules delineating metaphorical from non-metaphorical language, and that “. . . there is no test for metaphor that does not call for taste. . . . So, too, understanding a metaphor is as much a creative endeavor as making a metaphor, little guided by rules [italics added].”6(p245)
Some critics of psychiatry write as if using the term "mental illness" necessarily entails using a metaphor—as if metaphoricity is inherent in words or phrases themselves.3,10 But if metaphors are intentional comparisons, how can the locution mental illness be declared a metaphor, without ascertaining the speaker’s intention? When reporters for The New York Times11 referred to the “severe mental illness” of James E. Holmes—the accused shooter in the Aurora, Colorado, massacre—were they employing a metaphor? When, in the same article, these reporters allude to “. . . diseases and disorders like Alzheimer’s, schizophrenia and autism . . . [italics added]” were they speaking of diseases only in a figurative sense? I doubt it. I think the reporters were using English in a perfectly ordinary way. And here we need to remind ourselves of philosopher Ludwig Wittgenstein’s remark in The Blue and Brown Books12:
It is wrong to say that in philosophy, we consider an ideal language as opposed to our ordinary one. For this makes it appear as though we thought we could improve on ordinary language. But ordinary language is all right.
I’ll return to the matter of ordinary language after a brief historical excursion.
The argument from linguistic history
If the locution mental illness is merely a metaphor, why does it seem to be used in a literal sense throughout much of recent human history? Similarly, the expressions, “sick soul” and “sick mind” seem to have had a quite literal meaning in much of the history of medicine. Thus, the great medieval physician and philosopher, Maimonides, asks:
What is the remedy for those whose souls are sick? Let them go to the wise men—who are physicians of the soul—and they will cure their disease by means of the character traits that they shall teach them. . . . [italics added]13
Now, if the persons Maimonides references are only metaphorically sick and have only metaphorical disease, why would they need a physician of any kind? Why would they need a cure for a mere metaphorical condition? To be sure, Maimonides probably had something akin to psychotherapy in mind, in referring to modification of one’s character traits by physicians of the soul—but a psychological mode of treatment does not negate the phenomenological reality of the person’s disease.14 (Indeed, as I have argued elsewhere, disease (dis-ease) is best understood as the suffering and incapacity experienced by persons—not as an isolated property of minds, brains, souls, or bodies.15,16)
Similarly, when Shakespeare has Macbeth—watching anxiously as Lady Macbeth sleepwalks—say to the attending physician17(Act 5,Scene 3):
Canst thou not minister to a mind diseased,
Pluck from the memory a rooted sorrow,
Raze out the written troubles of the brain . . . [italics added]
there is no compelling reason to regard the expression, "mind diseased" as a metaphor, rather than as ordinary and literal 16th century English usage. (I am grateful to Shakespearean scholar, Prof Stephen Greenblatt, for confirming this interpretation; personal communication, August 23, 2012.) Indeed, it is striking that Shakespeare places “mind diseased” in the same context as “troubles of the brain . . . ,” suggesting that no sharp distinction was present between disordered minds and troubled brains, in Shakespeare’s time (Note 1). Perhaps the subsequent reification of mind-body dualism by Rene Descartes18 (1596-1650) has contributed to our present conundrum over the relationship between mind and brain—including the claim by psychiatry’s critics that minds cannot literally be diseased.
The argument from ordinary language
Psychiatry’s critics often insist that when we speak of a sick mind, we are necessarily speaking metaphorically, just as we do when we refer to a sick joke or a sick economy.3,10 But are these last 2 expressions really metaphors? Or do they simply represent our ordinary-language use of subsidiary or secondary meanings of the word “sick”? From this perspective, when we describe a joke as sick, we are not proposing or imagining a comparison with real sickness, such as tuberculosis or cancer. Rather, we are simply applying a colloquial—but well-accepted—secondary meaning of sick to the word “joke.”
Thus, the American Century Dictionary gives, as a colloquial meaning of sick, the terms cruel or morbid.19 A joke at the expense of a crippled, blind elderly person could justly be called sick not because we are comparing the wellness-state of the joke with an entity that is actually sick (such as a sick AIDS patient); but because we believe the joke is genuinely cruel or morbid.
On similar grounds, when we describe someone as having a mental illness or a sick mind, we are not ordinarily proposing that the listener perform a comparison of some sort, as metaphor entails. We are simply applying an ordinary, albeit non-technical, meaning of illness or sick. For example, one meaning of sick, according to the Merriam-Webster Dictionary, is “mentally or emotionally unsound or disordered.”20 So, too, with the term “disease,” for which the American Century Dictionary gives the following definition19: “unhealthy condition of the body or mind [italics added].” This is quite consistent with some definitions of disease found in standard medical texts.12
Errors deriving from the intentional fallacy
Critics of psychiatry and psychiatric nosology often make claims like, “Mental illness is a metaphor (metaphorical disease),” and “Individuals with mental diseases (bad behaviors), like societies with economic diseases (bad fiscal policies), are metaphorically sick.”22 They go on to claim that the term "mental illness" is merely a rhetorical device, or a political strategy.3 I believe these claims reflect a deep confusion between the locution or expression “mental illness” (sense 1); and the actual state of affairs in the heads of individuals with clinically diagnosed mental illness (sense 2). (The use of the word “heads” helps me avert the perennial mind vs brain conundrum.)
The failure to distinguish these two senses of mental illness has led to much confusion in the literature, in the form of what philosopher Norman Malcolm has termed “the intentional fallacy.”23 An example of this fallacy would be a claim such as: “When I refer to ‘water,’ I intend no reference to hydrogen or oxygen atoms. Therefore, water must in fact be something other than an arrangement of hydrogen and oxygen atoms.” Thus, the intentional fallacy involves an unwarranted extrapolation from intentional language to the external world.
Now, it may be perfectly true that when some people use the locution, mental illness, they are in fact speaking metaphorically. They may sincerely believe, for example, that mental illness stands in the same relation to real illness as the word “unicorn” stands in relation to real animals. However, it is fallacious to infer from their belief that specific individuals with, say, schizophrenia are not genuinely ill, diseased, incapacitated, or sick. Nothing we intend, mean, imply, or believe when we use the locution “mental illness” affects the ontological status—the actuality or “is-ness”—of what is going on in somebody’s head, or in his life! In short, the suffering of someone with an accurate diagnosis of schizophrenia is ontologically real, independent of the intentional properties of language.
Another form of the intentional fallacy emerges when critics claim that “mental illness” is a term that “. . . refers to the judgments of some persons about the (bad) behaviors of other persons [italics added].”10 Let us stipulate, for the sake of argument, that this is so. It doesn’t follow that what psychiatrists call mental illness [sense 2] is nothing over and above these disapproved of behaviors, or the judgments rendered about them (Note 2). As the philosopher Tim Thornton has observed, “The behavior may be essential to grasping the meaning of the word. But it may not be the case that the word refers to the behavior (personal communication, September 4, 2012).”
I thank Dr. Ruiz for his thoughtful and stimulating comments. He rightly raises
the question of whether attacks (and many legitimate critiques) directed against
present-day, Western psychiatry are due to the profession's inappropriate adoption
of the "medical model". Indeed, it is probably true, as Dr. Ruiz suggests, that
if we were to continue "...adopting a reductionistic biological approach to psychiatry,
most probably we will continue having attacks on the notion of mental disorder..."
That said, the critique of the late Dr. Thomas Szasz began over 50 years ago, before
psychiatry had embraced (in part) the "medical model"or a largely "biological" approach
to mental illness. Ironically, it was really psychiatry's lack of biologically-based
disease entities that prompted much of Szasz's scorn.But in large part, his critique
was mainly a logical-linguistic one, eventually arguing that the statement "mental
illness is a metaphor" is an irrefutable "analytic" claim, akin to the statement "All bachelors
are unmarried." A critique of that argument is provided in the paper by Dr. Ghaemi,
S. Thommi and me, available at: http://alien.dowling.edu/~cperring/aapp/BulletinVol18No2.pdf
I agree with Dr. Ruiz that much of the present-day animus toward psychiatry stems from
the perception that we have embraced an unsupportable form of biological reductionism;
however I would suggest that this is partly, if not largely, a distortion of
psychiatry's actual framework or paradigm--at least, as elucidated by the academic,
scholarly, and research literature. To be sure, economic and other pressures have
converged to "reduce" the practice and procedures of many psychiatrists to brief
pharmacotherapy interventions; and, more insidiously, the field has moved too close
to "Big Pharma" in too many contexts, which has led to an attitude of cynicism among the
general public and many in the profession. But, for many decades, the "thought-
leaders" in psychiatry have been advocating a broad-based and holistic foundation for
psychiatric diagnosis and treatment. This is a long and involved discussion, but to cite
just two examples:
Let's consider the 3rd edition (1996) of the Oxford Textbook of Psychiatry,
edited Prof. Michael Gelder and colleagues (17). Chapter 4 is a remarkable piece
of work entitled "Aetiology". Far from promoting a constricted "biological"
approach, the author provides the following example:
"…in assessing a depressed patient, the psychiatrist should certainly know
what has been discovered about the psychological and neurochemical changes
accompanying depressive disorders, and what evidence there is about the
etiological role of stressful events, and about genetic predisposition to
depressive disorder. At the same time [he or she] will need intuitive
understanding to recognize that this particular patient feels depressed
because he has been informed that his wife has cancer." (p. 74).
The chapter also includes a rich discussion of "causes in the environment",
including diverse factors such as noise, poor working conditions, and unemployment.
A section on "life events" clearly indicates the awareness that psychiatric illness
is a complex, multi-layered phenomenon, sometimes related to loss and trauma.
In the long-enduring and influential Kaplan & Sadock texts in the U.S., a similarly
broad-based view of both etiology and treatment is presented. Thus, in the 10th
edition of their Synopsis of Psychiatry 2007), the introductory chapter is
devoted to "The Patient-Doctor Relationship". George Engel's "biopsychosocial"
model** is put forward as a guiding principle, and linked with the doctor-patient
relationship:
"The patient-doctor relationship is a critical component of the biopsychosocial
model. Physicians must have both a working knowledge of the patient's medical
status and be familiar with how the patient's individual psychology and sociocultural
milieu affect the medical condition." (p. 6).
Unfortunately, these holistic views have tended to become obscured in the controversies
over DSM-5, "Big Pharma" influence, "15-minute med checks", etc. I believe it is up to
all of us to let the public know that psychiatry has been, and must continue to be,
a science and art that aims at comprehensively relieving the suffering and incapacity of the person.
And again, I thank Dr. Ruiz for moving us along in that direction.
Best regards,
Ron Pies MD
** I am of course aware that the "biopsychosocial model" (BPSM) has been criticized on a variety of grounds,
by several scholars, including Dr. Nassir Ghaemi. Certainly, a "holistic" approach must still adhere to
high standards of evidence, and not simply throw "a little of this and a little of that" at patients, hoping that
something will "stick." Nonetheless, I believe the BPSM was at least an honorable attempt to apply holistic
thinking to psychiatric diagnosis and treatment.
This discussion strikes to the heart of how Thomas Szasz (discussed in the blog above) failed to deal with mental illness when he embarked on his "myth" of mental illness. He had taken the metaphorical allusion to mental illness in the current notions about hysteria, which is no mental or physical illness, but a simulation of those states in circumstances which provide some gain to the faker.

Dr. Pies presents an excellent intellectual analysis of the inappropriate use of the complex concept of metaphor to describe mental disorders/diseases as done by anti-psychiatry adherents. I wonder if the reason the metaphor is used in this fashion is to question the status of mental disease as compared with the traditional medical model that follows the notion of 'disease as entity'-- meaning symptoms supported by clear anatomic-pathological findings or physiopathological disturbances ('pathological processes'). Leaving aside the exceptions to the medical model concept in physical medicine (many diseases do not show well known somatic-functional support), and in psychiatry (some mental disorders show organic bases), I think we have to admit psychiatry has a good numbers of mental disorders that do not clearly qualify for the requirements of the medical model of 'disease as entity'. Naturally, we rightly assume that in every mental disorder something wrong is happening in the brains of these people, but we also can assume that something is going on in the brain when we laugh or cry or make normal decisions. In any case, we do not know well enough these changes in the brain, though we keep hope that eventually we will be able to identify them by scientific research.
It seems therefore that the concept of 'disease as entity' does not fit completely the diagnostic needs of general medicine, and for sure it does not help most of the definitions of mental disorders at the present time, nor for the foreseeable future. We should also add that despite the best success of the neurosciences, this model is still theoretically highly questionable for psychiatry. Considering that the medical model is so prevalent in psychiatry (we even frequently see in the literature the light use of the concept of 'natural kind' for at least some psychiatric pathology), the persistent anti-psychiatry criticism to the equivocal term mental disorder should not surprise us.
If we continue adopting a reductionistic biological approach to psychiatry, most probably we will continue having attacks on the notion of mental disorder, and this also will perpetuate confusion in the practice of the specialty. I am fully aware this problem has a difficult solution, and I also recognize that any possible solution will surely not satisfy everyone. However, we may have reached the point that makes it advisable to start thinking of relinquishing the strict conception of the medical model for psychiatry. This naturally does not mean neglecting neurosciences and biology in general, but rather integrating its findings in a broader approach centered on the patient as a person. As you are well aware, Jaspers made interesting contributions in this regard. Of course, this subject is best reserved for another post.
Thanks for this thought provoking article.
My regards,
Fernando R. Ruiz, MD