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COMMENTARY 

Mental Illness Is No Metaphor: Five Uneasy Pieces

By Ronald W. Pies, MD | September 13, 2012
Dr Pies is Editor in Chief Emeritus of Psychiatric Times and Professor in the psychiatry departments of SUNY Upstate Medical University, Syracuse, NY, and Tufts University School of Medicine, Boston. He is the author, most recently, of Becoming a Mensch: Timeless Talmudic Ethics for Everyone; The Judaic Foundations of Cognitive-Behavioral Therapy; and a collection of short stories, Ziprin’s Ghost.

By analogy: if we posit that the term “migraine headache” refers to a doctor’s judgments regarding a set of pain-related behaviors—eg, the patient complains bitterly of left-sided head pain, winces, squints, places ice packs on his head, cries “Owwww!”—it does not follow that migraine headache is nothing over and above the doctor’s judgments, or the set of pain-related behaviors being judged. Migraine may, as a matter of ontological and etiological fact, entail certain reversible changes in vascular nerves, inflammatory substances in the brain, etc. This ontological claim holds, whether such physiological findings have actually been confirmed.

Errors arising from a false dilemma
Finally, critics of psychiatry sometimes construct a sophistical and quite fallacious trap for psychiatrists. They create an apparent dilemma, by arguing thus:

Schizophrenia is not a real disease, because real disease requires a demonstration of clear and consistent neuropathology or pathophysiology [proposition 1], and this has never been convincingly demonstrated for schizophrenia [proposition 2]. But, if neuropathology or abnormal physiology should someday be demonstrated for schizophrenia, then schizophrenia will obviously not be a mental illness—because minds cannot contain lesions—but a brain disease, like Alzheimer disease [proposition 3]. Now, consistent neuropathology either (a) cannot be shown for schizophrenia, or (b) may someday be shown. Therefore, schizophrenia is either (now) not a real disease, or will someday be shown not to be a mental illness. Therefore, the claim that schizophrenia is a real disease or a mental illness is necessarily false.

(MORE: Why Psychiatrists Must Confront Gun-related Violence)

This dodgy argument—which, admittedly, I have condensed from several sources—is trivially fallacious on several levels.3,10 First, as I have already argued, the term “disease” need not entail the presence of abnormal pathoanatomical or pathophysiological findings [proposition 1]. Second, if there is no such thing as schizophrenia, there is no way, even in principle, that schizophrenia can “someday” reveal consistent brain pathology. (If there is no such thing as a unicorn, there is no empirical study that someday could show a unicorn to be a horse!)

An additional fallacy is seen in proposition 3: it is simply not the case that a condition necessarily ceases to be a mental illness simply because its putative etiology has been traced to neuroanatomical or pathophysiological abnormalities. Once again, we are sorely in need of ordinary language. When we say that Jones has a mental illness, we need not posit some immaterial entity called “mind” or “mentality,” which, to be sure, would be incapable of containing material lesions or neuropathology. We may mean simply that Jones’s particular form of suffering and incapacity expresses itself in the sphere of thought, cognition, mood, or reality-testing—usually as some combination of impairments in these domains. We may additionally mean that these impairments render it difficult or impossible for Jones to secure his “prudential interests”; eg, Jones is unable to secure his own safety, avoid serious injury, achieve enduring relationships, or hold down a job.24

Finally, with respect to proposition 2: I believe it is simplistic and misleading to insist that no consistent neuropathological abnormalities have been linked to schizophrenia or other serious psychiatric illnesses—alas, a canard credulously accepted by many psychiatrists. In fact, one recent study concluded that “enlarged ventricles and reduced hippocampal volume are consistently found in patients with first-episode schizophrenia [italics added].”25 (The literature far exceeds the scope of the present article but is reviewed in other publications.25-27)

Conclusions
The concept of metaphor is too ambiguous and unstable to provide a sound basis for criticizing psychiatric nosology or the concept of mental illness.The locution, mental illness, may sometimes be used metaphorically, but need not be; nor must it denote something immaterial or metaphysical. In ordinary language, mental illness may refer to pronounced suffering and incapacity in the sphere of thought, mood, cognition, and reality-testing; and to the resultant inability to secure one’s prudential interests. There is nothing metaphorical in such affliction, and nothing mythical in the construct of psychiatric disease.

Acknowledgments—My thanks to Prof Tim Thornton, Prof Stephen Greenblatt, Prof Robert Daly, Prof Joel Kraemer, and James L. Knoll IV, MD, for their helpful comments on drafts or aspects of this paper, and to Neil Pickering, PhD, for his useful book and correspondence. Thanks also to Prof Amanda Pustilnik for her essays, and to Mr Jason Kuznicki for his editing of Cato-Unbound.

Notes

Note 1: In his preface the new edition of The Myth of Mental Illness,10 Thomas Szasz, MD, analyzes these same passages from Macbeth, focusing on the doctor’s conclusion that the mad person “must minister to himself.” Szasz sees this as evidence that, for Shakespeare, Lady Macbeth’s madness was a consequence of her “internal rhetoric,” which must be cured with therapeutic internal rhetoric. But even supposing this interpretation is correct, it does not impugn my claim that the phrase “mind diseased” was to be taken literally, not metaphorically, in Shakespeare’s time; and, indeed, that it may still be taken literally in our time.

For more on metaphor and mental illness in the 16th century, see Bridget Gellert Lyons’ book, Voices of Melancholy.28 Lyons highlights the risk of assuming that we can confidently recognize figurative language in Elizabethan writing. For example, in Macbeth, the statement, “The grief that does not speak/Whispers the o’er fraught heart and bids it break” (IV,iii) is not merely or simply a metaphor; rather, the locution “. . . is based on the belief that the heart of a bereaved sufferer who could not unburden himself by speech was literally oppressed and suffocated by [bodily] humours. . . . [italics added]”28 Thus, Lyons identifies “. . . the physiological basis of this metaphor. . . .” suggesting that even metaphorical utterances may be grounded in putative physical abnormalities. 

Note 2: I believe Prof Tim Thornton argues along roughly the same lines as I do, when he writes: “. . . even if mental illness is defined by, or identified through, psycho-social norms, this need not imply that it is identical to or constituted by such deviation. It may be that the illness is the cause of the deviation such that, even though it is picked out by its characteristic effects, it is not identical to them.”29

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by David Bell | October 04, 2012 8:26 PM EDT

This discussion strikes to the heart of how Thomas Szasz (discussed in the blog above) failed to deal with mental illness when he embarked on his "myth" of mental illness. He had taken the metaphorical allusion to mental illness in the current notions about hysteria, which is no mental or physical illness, but a simulation of those states in circumstances which provide some gain to the faker.

by Ronald Pies | September 28, 2012 8:02 AM EDT

I thank Dr. Ruiz for his thoughtful and stimulating comments. He rightly raises
the question of whether attacks (and many legitimate critiques) directed against
present-day, Western psychiatry are due to the profession's inappropriate adoption
of the "medical model". Indeed, it is probably true, as Dr. Ruiz suggests, that
if we were to continue "...adopting a reductionistic biological approach to psychiatry,
most probably we will continue having attacks on the notion of mental disorder..."

That said, the critique of the late Dr. Thomas Szasz began over 50 years ago, before
psychiatry had embraced (in part) the "medical model"or a largely "biological" approach
to mental illness. Ironically, it was really psychiatry's lack of biologically-based
disease entities that prompted much of Szasz's scorn.But in large part, his critique
was mainly a logical-linguistic one, eventually arguing that the statement "mental
illness is a metaphor" is an irrefutable "analytic" claim, akin to the statement "All bachelors
are unmarried." A critique of that argument is provided in the paper by Dr. Ghaemi,
S. Thommi and me, available at: http://alien.dowling.edu/~cperring/aapp/BulletinVol18No2.pdf

I agree with Dr. Ruiz that much of the present-day animus toward psychiatry stems from
the perception that we have embraced an unsupportable form of biological reductionism;
however I would suggest that this is partly, if not largely, a distortion of
psychiatry's actual framework or paradigm--at least, as elucidated by the academic,
scholarly, and research literature. To be sure, economic and other pressures have
converged to "reduce" the practice and procedures of many psychiatrists to brief
pharmacotherapy interventions; and, more insidiously, the field has moved too close
to "Big Pharma" in too many contexts, which has led to an attitude of cynicism among the
general public and many in the profession. But, for many decades, the "thought-
leaders" in psychiatry have been advocating a broad-based and holistic foundation for
psychiatric diagnosis and treatment. This is a long and involved discussion, but to cite
just two examples:

Let's consider the 3rd edition (1996) of the Oxford Textbook of Psychiatry,
edited Prof. Michael Gelder and colleagues (17). Chapter 4 is a remarkable piece
of work entitled "Aetiology". Far from promoting a constricted "biological"
approach, the author provides the following example:

"…in assessing a depressed patient, the psychiatrist should certainly know
what has been discovered about the psychological and neurochemical changes
accompanying depressive disorders, and what evidence there is about the
etiological role of stressful events, and about genetic predisposition to
depressive disorder. At the same time [he or she] will need intuitive
understanding to recognize that this particular patient feels depressed
because he has been informed that his wife has cancer." (p. 74).

The chapter also includes a rich discussion of "causes in the environment",
including diverse factors such as noise, poor working conditions, and unemployment.
A section on "life events" clearly indicates the awareness that psychiatric illness
is a complex, multi-layered phenomenon, sometimes related to loss and trauma.

In the long-enduring and influential Kaplan & Sadock texts in the U.S., a similarly
broad-based view of both etiology and treatment is presented. Thus, in the 10th
edition of their Synopsis of Psychiatry 2007), the introductory chapter is
devoted to "The Patient-Doctor Relationship". George Engel's "biopsychosocial"
model** is put forward as a guiding principle, and linked with the doctor-patient
relationship:

"The patient-doctor relationship is a critical component of the biopsychosocial
model. Physicians must have both a working knowledge of the patient's medical
status and be familiar with how the patient's individual psychology and sociocultural
milieu affect the medical condition." (p. 6).

Unfortunately, these holistic views have tended to become obscured in the controversies
over DSM-5, "Big Pharma" influence, "15-minute med checks", etc. I believe it is up to
all of us to let the public know that psychiatry has been, and must continue to be,
a science and art that aims at comprehensively relieving the suffering and incapacity of the person.
And again, I thank Dr. Ruiz for moving us along in that direction.

Best regards,
Ron Pies MD

** I am of course aware that the "biopsychosocial model" (BPSM) has been criticized on a variety of grounds,
by several scholars, including Dr. Nassir Ghaemi. Certainly, a "holistic" approach must still adhere to
high standards of evidence, and not simply throw "a little of this and a little of that" at patients, hoping that
something will "stick." Nonetheless, I believe the BPSM was at least an honorable attempt to apply holistic
thinking to psychiatric diagnosis and treatment.

by Fernando Ruiz | September 26, 2012 6:05 PM EDT

Dr. Pies presents an excellent intellectual analysis of the inappropriate use of the complex concept of metaphor to describe mental disorders/diseases as done by anti-psychiatry adherents. I wonder if the reason the metaphor is used in this fashion is to question the status of mental disease as compared with the traditional medical model that follows the notion of 'disease as entity'-- meaning symptoms supported by clear anatomic-pathological findings or physiopathological disturbances ('pathological processes'). Leaving aside the exceptions to the medical model concept in physical medicine (many diseases do not show well known somatic-functional support), and in psychiatry (some mental disorders show organic bases), I think we have to admit psychiatry has a good numbers of mental disorders that do not clearly qualify for the requirements of the medical model of 'disease as entity'. Naturally, we rightly assume that in every mental disorder something wrong is happening in the brains of these people, but we also can assume that something is going on in the brain when we laugh or cry or make normal decisions. In any case, we do not know well enough these changes in the brain, though we keep hope that eventually we will be able to identify them by scientific research.
It seems therefore that the concept of 'disease as entity' does not fit completely the diagnostic needs of general medicine, and for sure it does not help most of the definitions of mental disorders at the present time, nor for the foreseeable future. We should also add that despite the best success of the neurosciences, this model is still theoretically highly questionable for psychiatry. Considering that the medical model is so prevalent in psychiatry (we even frequently see in the literature the light use of the concept of 'natural kind' for at least some psychiatric pathology), the persistent anti-psychiatry criticism to the equivocal term mental disorder should not surprise us.
If we continue adopting a reductionistic biological approach to psychiatry, most probably we will continue having attacks on the notion of mental disorder, and this also will perpetuate confusion in the practice of the specialty. I am fully aware this problem has a difficult solution, and I also recognize that any possible solution will surely not satisfy everyone. However, we may have reached the point that makes it advisable to start thinking of relinquishing the strict conception of the medical model for psychiatry. This naturally does not mean neglecting neurosciences and biology in general, but rather integrating its findings in a broader approach centered on the patient as a person. As you are well aware, Jaspers made interesting contributions in this regard. Of course, this subject is best reserved for another post.
Thanks for this thought provoking article.
My regards,
Fernando R. Ruiz, MD

Also by Dr Ronald Pies

The Madness of a Stranger—In Our House

Moving Beyond Hatred of Psychiatry: A Brave Voice Speaks Out

DSM-5’s Bereavement Bind: Time for an Independent Review

After Bereavement, Is It “Normal Grief” or Major Depression?

Once Again: Grief Is Not a Disorder, But It May Be Accompanied by Major Depression

Mental Illness Is No Metaphor: Five Uneasy Pieces

Why Psychiatrists Must Confront Gun-related Violence





References
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2. Caleb C. Charles Caleb Colton quotes. http://thinkexist.com/quotation/falsehood_is_never_so_successful_as_when_she/177433.html. Accessed September 13, 2012.
3. Cato Unbound: Mental Health and the Law. http://www.cato-unbound.org/archives/august-2012/. (See in particular the numerous postings by Prof Jeffrey Schaler; also see my letter re: schizophrenia in pathology textbooks.) Accessed September 12, 2012.
4. Lakoff G, Johnson M. Metaphors We Live By. Chicago: University of Chicago Press; 2003.
5. Ortony A, ed. Metaphor and Thought. New York: Cambridge University Press; 1993.
6. Davidson D. What metaphors mean. Inquiries Into Truth and Interpretation. 2nd ed. Gloucestershire, UK: Clarendon Press; 2001.
7. Pickering N. The metaphor of mental illness. International Perspectives in Philosophy and Psychiatry. New York: Oxford University Press; 2006.
8. Pies R. Poetry and schizophrenia. In: Graham PW, ed. Literature and Medicine, Vol 4. Baltimore: Johns Hopkins University Press; 1985.
9. McKean E. New Oxford American Dictionary. 3rd ed. New York: Oxford University Press; 2005.
10. Szasz T. Fifty Years After the Myth of Mental Illness. http://www.cato.org/pubs/books/szasz-myth_of_mental_illness.pdf. Accessed September 12, 2012.
11. Goode E, Kovaleski SF, Healy J, et al. Before Gunfire, Hints of Bad News. New York Times. August 27, 2012. http://www.nytimes.com/2012/08/27/us/before-gunfire-in-colorado-theater-hints-of-bad-news-about-james-holmes.html?pagewanted=all. Accessed September 12, 2012.
12. Wittgenstein L. The Blue and Brown Books: Preliminary Studies for the Philosophical Investigations. New York: Harper and Row; 1958.
13. Maimonides. Laws concerning character traits. In: Weiss RL, Butterworth CE, eds. Ethical Writings of Maimonides. New York: Dover Publications Inc; 1983.
14. Pies R. Maimonides and the origins of cognitive-behavioral therapy. J Cog Psychother. 1997;11:21-36.
15. Pies R. On myths and countermyths: more on Szaszian fallacies. Arch Gen Psychiatry. 1979;36:139-144.
16. Pies R. Moving beyond the “myth” of mental illness. In: Schaler JA, ed. Szasz Under Fire. Peru, IL: Open Court Publishing; 2004:327-353.
17. Shakespeare W. The Tragedy of Macbeth. http://shakespeare.mit.edu/macbeth/index.html. Accessed September 12, 2012.
18. Internet Encyclopedia of Philosophy. Rene Descartes: The Mind-Body Distinction. http://www.iep.utm.edu/descmind/. Accessed September 12, 2012.
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22. Szasz T. Thomas Szasz’s Summary Statement and Manifesto. http://www.szasz.com/manifesto.html. Accessed September 12, 2012.
23. Malcolm N. Scientific materialism and the identity theory. In: O’Connor J, ed. Modern Materialism: Readings on Mind-Body Identity. New York: Harcourt, Brace, and World: 1969:72-81.
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