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COMMENTARY 

Alert to the Research Community—Be Prepared to Weigh in on DSM-V

by Allen Frances, MD
Dr Frances was the chair of the DSM-IV Task Force and of the department of psychiatry at Duke University School of Medicine, Durham, NC. He is currently professor emeritus at Duke. | December 3, 2009

[Editor’s note: We are unable to ascertain the provenance or veracity of the sources Dr Frances has used, but we believe the issues at stake are of such importance and time-sensitivity as to warrant publication of his commentary. The APA has declined to comment.]

For more on the DSM-V debate also visit www.newscientist.com


This commentary will suggest how the research community can be instrumental in improving DSM-V and helping it avoid unintended consequences. According to several converging, anonymous (but I think quite reliable) sources to which I have had access, the draft options for DSM-V will finally be posted between mid-January and mid-February 2010. There will then be just one additional month until mid-March for collecting comments. The good news is that the products of a previously closed process will finally be available for wide review and correction. The bad news is that there will be only a very brief period allotted for this absolutely crucial input from the field.

The research community has a central role and a great responsibility in taking advantage of this precious opportunity to carefully review and identify the problems in the DSM-V drafts and to suggest solutions.

(MORE: Coming Along With the DSM-5: Hybrid Models of Psychiatric Diagnosis)

Problems with the DSM-V process
The dangers of the “everything is on the table,”1 ambitious, innovative bias of DSM-V have been amplified by its secrecy and weak methods. There has been a remarkable lack of the free flow of ideas that is necessary to prevent any DSM process from becoming idiosyncratic and arbitrary. Many of the work groups have functioned mostly on their own without sufficient monitoring from the DSM-V Task Force, a large group of diverse advisors, or the field as a whole.

The original DSM-V timeline had the fatal flaws of scheduling field trials before the proposed changes could be vetted by the field and an impossible publication deadline of May 2012. Fortunately, my sources suggest that this plan has been shelved, and that a new timeline has field trials following the posting of options and a new DSM-V publication date of May 2013.

Unfortunately, there are still numerous process problems. There is a continued bewildering secrecy concerning timelines and methods. My sources indicate that a grant request for external funding for the DSM-V field trials has been rejected, and there is no indication that there is sufficient money, time, or expertise to conduct meaningful field trials that would measure the impact of changes on the rates of disorder. The few papers published to date by the DSM-V leadership1-3 (and the wordings of the few work group criteria sets that have surfaced at meetings or informally) display a lack of the one skill that is absolutely essential in crafting an acceptable diagnostic manual—the ability to write clearly and consistently.

It will be no surprise if the draft criteria sets that appear early next year are written poorly and include many worrisome suggestions. This should not be at all blamed on the DSM-V work group members. It is my experience (repeated 3 times with DSM-III, DSM-IV-TR, and DSM-IV) that early work group drafts are always, and probably inherently, riddled with serious problems.

Work group members are selected because of their special contribution to research in their own narrow area of expertise. They tend to overvalue their own section and make decisions based on highly selected research and clinical experiences. Thus, work groups routinely have an overconcern about false negatives; an underconcern about false positives; and insufficient concern about how suggestions will eventually play out in the general psychiatric and primary care settings, where most people receive their diagnosis. Add to this that work group members lack experience in the difficult art of criteria writing, and it is guaranteed that their first products will usually need many months of extensive internal and external review and detailed editing before being ready for field testing.

The iterative polishing and disciplining of work group product must come from an integrated effort that includes contributions from the DSM-V leadership and editorial staff; the task force as a whole; a large and diverse group of advisors; the oversight committee; and, finally and most important, the field at large. The value of the first DSM-V drafts will be only that they serve as a starting point for public comment and the painstaking revision process.

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by Harlan Johnson | December 29, 2010 4:34 PM EST

To Allen Frances I Just read the article in WIRED. Whew! Not being able to find an email address for you, I'm submitting this hoping you'll see it. What do you know about Marshall Rosenberg and "Nonviolent Communication,"(go to www.cnvc.org) and the power-with rather than power-over philosophy that informs NVC? Rosenberg says that judging, labeling or diagnosing people leads to alienation and often to violence. He eshcews them in favor of "OFNR" Observation - Feeling - Need - Request. I'd love to see you write about this approach to psychiatry, psychology, medicine, and human relations. You can reach me by phone at 815-968-5433 if you prefer talking to writing. I'd love to start a conversation with you.

Follow the DSM Debate

Alert to the Research Community—Be Prepared to Weigh in on DSM-V

Setting the Record Straight: A Response to Frances Commentary on DSM-V

A Response to the Charge of Financial Motivation

Criticism vs Fact: A Response To A Warning Sign on the Road to DSM-V by Allen Frances, MD

Dr Frances Responds to Dr Carpenter: A Sharp Difference of Opinion

Advice to DSM-V . . . Change Deadlines and Text, Keep Criteria Stable

Advice to DSM-V: Integrate with ICD-11

Coming Along With the DSM-5: Hybrid Models of Psychiatric Diagnosis






 
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