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COMMENTARY 

Alert to the Research Community—Be Prepared to Weigh in on DSM-V

by Allen Frances, MD
Dr Frances was the chair of the DSM-IV Task Force and of the department of psychiatry at Duke University School of Medicine, Durham, NC. He is currently professor emeritus at Duke. | December 3, 2009

[Editor’s note: We are unable to ascertain the provenance or veracity of the sources Dr Frances has used, but we believe the issues at stake are of such importance and time-sensitivity as to warrant publication of his commentary. The APA has declined to comment.]

For more on the DSM-V debate also visit www.newscientist.com


What can be done to save DSM-V from itself?
The DSM-V process would not be in its current state if it had been self-correcting and/or open to external suggestions. Influencing its direction now will not be easy, but is certainly not impossible. It will require a sustained external pressure that the research community is well positioned to apply.

Optimism that DSM-V can be saved from itself springs from the fact that external pressure has already resulted in the following improvements, however reluctantly made:

(MORE: Coming Along With the DSM-5: Hybrid Models of Psychiatric Diagnosis)

1. Appointment by the American Psychiatric Association (APA) Board of Trustees of an oversight committee to monitor the work on DSM-V
2. Postponement of field trials until after options have been posted and reviewed
3. Reduction of hype about a “paradigm shift”
4. Increased recognition of the value of caution
5. Likely postponement in the DSM-V publication date to May 2013.

There are 3 levers of pressure that the research community can exert to affect a more open, empirically based, and accurate DSM-V.

1. Most immediately, starting in January, individual researchers can each have a valuable correcting role by pointing out the specific problems in their areas that will be caused by the various DSM-V suggestions for change.
2. Within the APA itself, the most relevant components are the Council on Research and Quality and the newly appointed oversight committee, which includes prominent spokespeople for the research community.
3. The APA will be exquisitely sensitive to pressure from the research community—most especially if it comes from NIMH, NIDA, and/or NIAAA, but also from other relevant research-oriented organizations within psychiatry, psychology, and the neurosciences. The APA realizes that it holds the franchise to publish the DSMs only by historical accident, and that this is easily revocable if enough interested organizations lose confidence in its competence and its ability to control its inherent conflict of interest.

Another possible contribution to DSM-V that has excited many psychiatric researchers—but which is certainly premature—is the proposal to go beyond the descriptive method used in the DSM system and instead to attempt to base the classification on the exciting new findings from the revolution in neuroscience.15 This goal would certainly be highly desirable, but, in my view, should not play any current role in creating the DSM-V diagnostic criteria. As an official nomenclature, DSM-V must follow behind research and include only well-established and widely agreed on findings. The next 6 months are certain to be the most important in the development of DSM-V —especially because the field trials will probably not measure impact on rates and are thus likely not to be very informative. Researchers should carefully review DSM-V drafts as they emerge and make their concerns known.

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by Harlan Johnson | December 29, 2010 4:34 PM EST

To Allen Frances I Just read the article in WIRED. Whew! Not being able to find an email address for you, I'm submitting this hoping you'll see it. What do you know about Marshall Rosenberg and "Nonviolent Communication,"(go to www.cnvc.org) and the power-with rather than power-over philosophy that informs NVC? Rosenberg says that judging, labeling or diagnosing people leads to alienation and often to violence. He eshcews them in favor of "OFNR" Observation - Feeling - Need - Request. I'd love to see you write about this approach to psychiatry, psychology, medicine, and human relations. You can reach me by phone at 815-968-5433 if you prefer talking to writing. I'd love to start a conversation with you.

Follow the DSM Debate

Alert to the Research Community—Be Prepared to Weigh in on DSM-V

Setting the Record Straight: A Response to Frances Commentary on DSM-V

A Response to the Charge of Financial Motivation

Criticism vs Fact: A Response To A Warning Sign on the Road to DSM-V by Allen Frances, MD

Dr Frances Responds to Dr Carpenter: A Sharp Difference of Opinion

Advice to DSM-V . . . Change Deadlines and Text, Keep Criteria Stable

Advice to DSM-V: Integrate with ICD-11

Coming Along With the DSM-5: Hybrid Models of Psychiatric Diagnosis





References:
1. Kupfer D, Regier D, Kuhl E. On the road to DSM-V and ICD-11. Eur Arch Psychiatry Clin Neuroscience. 2008;258(suppl 5):2-6.
2. Kupfer D, Kuhn E, Regier D. Research for improving diagnostic systems: consideration of factors related to later life development. Am J Geriatric Psychiatry. 2009;17:355-358.
3. Regier D, Narrow W, Kuhl E, Kupfer D. The conceptual development of DSM-V. Am J Psychiatry. 2009;166:645-650.
4. First M, Halon R. Use of DSM paraphilia diagnoses in sexually violent predator commitment cases. J Am Acad Psychiatry Law. 2008;36:443-454.
5. First M, Frances A. Issues for DSM-V; Unintended consequences of small changes: the case of paraphilias Am J Psychiatry. 2008;165:1240-1241.
6. Frances A, Sreenivasan S, Weinberger LE. Defining mental disorder when it really counts— DSM-IV-TR and SVP/SDP Statutes. J Am Acad Psychiatry Law. 2008;36:375-384.
7. Robins L, Helzer J, Weissman M, et al. Lifetime prevalence of specific psychiatric disorders in three sites. Arch Gen Psychiatry. 1984;41:949-958.
8. Kessler R, McGonagle K, Zhoa S, et al. Lifetime and 12-month prevalence of DSM-III-R psychiatric disorders in the United States. Results from the National Comorbidity Survey. Arch Gen Psychiatry. 1994;51:8-19.
9. Conway K, Compton W, Stinson F, Grant B. Lifetime comorbidity of DSM-IV mood and anxiety disorders and specific drug use disorders: results from the National Epidemiologic Survey on Alcohol and Related Conditions. J Clin Psychiatry. 2006;67:247-257.
10. Kessler R, Chiu W, Demler O, et al. Prevalence, severity, and comorbidity of 12-month DSM-IV disorders in the National Comorbidity Survey Replication. Arch Gen Psychiatry. 2005;62:617-627.
11. Frances A. A warning sign on the road to DSM-V: beware of its unintended consequences. Psychiatric Times. August 2009;26(8):1-9.
12. Woods S, Addington J, Cadenhead K, et al. Validity of the prodromal risk syndrome for first psychosis: findings from the North American Prodrome Longitudinal Study. Schizophr Bull. 2009;35:894-908.
13. Carpenter W. Anticipating DSM-V: should psychosis risk become a diagnostic class? Schizophr Bull. 2009;35:841-843.
14. Moffitt T, Caspi A, Taylor A, et al. How common are common mental disorders? Evidence that lifetime prevalence rates are doubled by prospective versus retrospective ascertainment. Psychol Med. 2009(September).
15. Andrews G, Goldberg D, Krueger R, et al. Exploring the feasibility of a meta-structure for DSM-V and ICD-11: could it improve utility and validity? Psychol Med. In press.


 
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